Money markets deal with short-term debt instruments for quick liquidity, while capital markets focus on long-term investments such as stocks and bonds to generate growth over time. When looking to ...

On June 4, 2025, the US Securities and Exchange Commission (SEC) issued a “Concept Release” that will be of significant interest to our “foreign private issuer” (“FPI”) clients, their shareholders, ...

Correspondence between the SEC Staff and an ESG-focused ETF sponsor shows that we are still struggling to define “Sustainable” and “ESG” for purposes of securities filings. Like other securities laws, ...

There has been a marked shift in the role and impact of investment banking, research, and overall capital markets over the past two years. These changes impact how the business is done, who does what, ...

This week, in a Washington Post op-ed, Robinhood CEO Vlad Tenev called for a new approach to capital markets in the United States. He suggested a number of policies – modernizing accredited investor ...